Securities Law Considerations for Estate Planners (3/25/2021)
Includes a Live Event on 03/25/2021 at 3:00 PM (CDT)
TOPICS AND SPEAKERS:
OVERVIEW OF US SECURITIES LAWS AND FILING REGULATIONS
Heidi J. Steele, McDermott Will & Emery
INVESTMENT VEHICLES: Family Office Exemption under the Investment Advisors Act,
Thomas Olson, McDermott Will & Emery
THE SECURITIES ACT AND OTHER SEC REGULATIONS/REPORTING & ENFORCEMENT: Section 13(d) and Section16 filings under the Securities Exchange Act of 1934 and Investment Company Act,
Sean M. Koller, McDermott Will & Emery
Afton L. Gauron, Hamilton Thies & Lorch, LLP
Elise McGee, McDermott Will & Emery
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Live CBA Committee meetings and seminars will take place via Zoom webinar. You will click on "view video" and be directly connected to the meeting/seminar on Zoom. (You will not receive a Zoom link.)
Please note that audience members do not need video or audio access. Audience members are able to submit questions via the chat or Q & A features of Zoom.
Chat: Open in-meeting chat, allowing you to send chat messages to and send a message to the host, panelists, and attendees (if permitted). Question & Answer: Open the Q&A window, allowing you to ask questions to the host and panelists. They can either reply back to you via text in the Q&A window or answer your question live.