Securities Law Considerations for Estate Planners (3/25/2021)

Includes a Live Event on 03/25/2021 at 3:00 PM (CDT)

TOPICS AND SPEAKERS:

OVERVIEW OF US SECURITIES LAWS AND FILING REGULATIONS
Heidi J. Steele, McDermott Will & Emery

INVESTMENT VEHICLES: Family Office Exemption under the Investment Advisors Act, 
Thomas Olson, McDermott Will & Emery

THE SECURITIES ACT AND OTHER SEC REGULATIONS/REPORTING & ENFORCEMENT: Section 13(d) and Section16 filings under the Securities Exchange Act of 1934 and Investment Company Act, 
Sean M. Koller, McDermott Will & Emery

MODERATORS:
Afton L. Gauron, Hamilton Thies & Lorch, LLP
Elise McGee, McDermott Will & Emery

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Securities Law Considerations for Estate Planners (3/25/2021)
03/25/2021 at 3:00 PM (CDT)   |  180 minutes
03/25/2021 at 3:00 PM (CDT)   |  180 minutes To receive MCLE Credit for this program, you must: 1. Close the video window after you have completed the program, 2. Click on "Claim MCLE Credit," and 3. Click on the yellow "View/Claim Credit" box. You will need to provide your ARDC number to view/download/print your MCLE certificate. We would also appreciate your completing a program evaluation in the “Evaluation” section.
Evaluation (3 speakers)
9 Questions
9 Questions Seminar evaluation form for seminar with three speakers
Claim MCLE Credit (live webcast, - 2.75 IL MCLE
Up to 2.75 CLE credits available  |  Certificate available
Up to 2.75 CLE credits available  |  Certificate available